CFTC Revokes Registrations of Allianz Global Investors US LLC
Washington, D.C. – The Commodity Futures Trading Commission today announced it has filed a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US), a Delaware limited liability company. The CFTC simultaneously issued an Opinion and Order accepting the settlement offer from AGI US and settling the action. The order revokes AGI USs registrations with the CFTC as a commodity trading advisor and commodity pool operator. Pursuant to the Commodity Exchange Act (CEA), the notice alleged AGI US was subject to statutory disqualification of its registrations based on a Securities and Exchange Commission (SEC) order that found AGI US violated multiple anti-fraud provisions of the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940.
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